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U.S. Securities Law for International Financial Transactions and Capital Markets, 2d provides comprehensive guidance on the U.S. securities laws and their international aspects. It discusses how U.S. law securities laws relate to cross-border corporate finance transactions, mergers and acquisitions, capital markets, and financial services regulation — broker-dealer and investment adviser regulation. Written by a preeminent New York attorney with over 45 years of experience in international securities transactions and capital markets, the treatise provides securities attorneys with a comprehensive discussion of the fundamentals of U.S. securities law and its international aspects.
This treatise covers in-depth public offerings and listings on U.S. exchanges, private placements, and other offerings exempt from registration under the Securities Act. It also addresses public company registration and reporting, corporate governance, financial statements, and other accounting issues; American Depositary Receipts (ADRs); global offerings, including Regulation S, shareholder reporting, tender offers, and other business combinations; the Canadian-U.S. Multijurisdictional Disclosure System (MJDS); financial services regulation, including broker-dealer and investment adviser regulation; and state securities “blue sky” law.
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