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Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations, 2018-2019 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: Clark Boardman Callaghan
Copyright: 2018
ISBN: 9780314898395
Service #: 14942868
Sub #: 14942867
Pages: 1566
Shelf Space: 2 in.
Publication frequency: Updated annually
Update method: Replacement pamphlets

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Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations, 2018-2019 ed. (Securities Law Handbook Series)

106152871

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106152871
106152871
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Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations examines decisions issued by SEC staff – both no-action and interpretive letters. The author organizes and classifies letters by subject matter and provides in-depth analysis, so you will know which ones apply to your situation. Use this handbook to gain insight, discern emerging trends, and determine what is exempt from the Securities Act of 1933 and the Exchange Act of 1934.