LEGAL
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This comprehensive handbook is directed at protecting the rights of consumers in the marketplace.
Book (Full Set)
$1,870.00
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This product provides information on term sheets and valuations, covering topics such as defining and examining a term sheet, valuations, and East Coast and West Coast rules. Book $39.99 |
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This Aspatore product provides an authoritative, insider's perspective on factors that have historically led to financial crises and system reform. Book $90.00 |
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Newsletter offers timely updates on precedent-setting judicial decisions, rules, regulations, and other emerging issues regarding tax-favored investments. |
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This newsletter provides information, strategies, and expert legal analysis of current trends and hot topics in the ever-growing segment of the U.S. financial system pertaining to electronic commerce and internet banking. |
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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This work contains the official text pertaining to banking, supplemented with case notes. Book (Full Set) $70.84 |
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This Aspatore product provides perspective on managing litigation in the banking and financial industries. Book $90.00 |
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Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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