LEGAL
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit. Book $1,121.00 |
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This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions. |
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$4,244.00
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Complete and easy access to state laws and regulations dealing with residential mortgage lending.
Book (Full Set)
$4,433.00
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New edition This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This work contains permanent rules of the Texas Administrative Code prepared from data provided by the secretary of state. Book $1,594.00 |
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This product provides information on term sheets and valuations, covering topics such as defining and examining a term sheet, valuations, and East Coast and West Coast rules. Book $39.99 |
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This title contains the entire Texas Business & Commerce Code, which includes the Texas version of the UCC, the Deceptive Trade Practices Act, and many other statutes governing business transactions, all with up-to-date annotations and more.
Book
$243.00
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This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation. |
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