LEGAL
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$1,086.00
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This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions. |
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This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation. |
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This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions. |
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Complete and easy access to state laws and regulations dealing with residential mortgage lending. Book (Full Set) $5,098.00 |
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Complete and easy access to state laws and regulations dealing with residential mortgage lending. Book $4,433.00 |
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit Book (Full Set) $3,882.00 |
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The index for the official text of New York Codes, Rules, and Regulations (NYCRR). Book $72.24 |
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The index for the official text of New York Codes, Rules, and Regulations (NYCRR). Book (Full Set) $72.24 |
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This newsletter provides information, strategies, and expert legal analysis of current trends and hot topics in the ever-growing segment of the U.S. financial system pertaining to electronic commerce and internet banking. |
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