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Banking and Finance Law

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $1,086.00
ProView eBook   $1,086.00

This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions.

Book

This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation.

Book (Full Set)

This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions.

Book (Full Set)

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $5,098.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book   $4,433.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00

The index for the official text of New York Codes, Rules, and Regulations (NYCRR).

Book   $72.24

The index for the official text of New York Codes, Rules, and Regulations (NYCRR).

Book (Full Set)   $72.24

This newsletter provides information, strategies, and expert legal analysis of current trends and hot topics in the ever-growing segment of the U.S. financial system pertaining to electronic commerce and internet banking.

Book (Full Set)