LEGAL
Can We Help?
|
New edition A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
|
|
|
Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses.
Book (Full Set)
$6,114.00
|
|
|
This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.
Book
$3,605.00
|
|
|
Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
|
|
|
New edition Complete and easy access to state laws and regulations dealing with residential mortgage lending.
Book
$4,433.00
|
|
|
This work contains permanent rules of the Texas Administrative Code prepared from data provided by the secretary of state. Book $1,386.00 |
|
|
A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
|
|
|
Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis.
Book
$10,863.00
|
|
|
This softbound volume contains the text of the Texas Finance Code, as amended through the most recent legislative session.
Book
$133.00
|
|
|
Improve your negotiating leverage in acquisitions or mergers with this product. |
|
-->
