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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
Book
$1,218.00
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New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
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General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
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This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$1,135.00
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This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.
Book (Full Set)
$10,725.00
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues. eBook - ProView $1,206.00 |
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The title contains an in-depth discussion all IRS materials concerning the eligibility, operations, and workings of S Corporations.
Book
$3,191.00
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