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This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
Book
$4,164.00
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New edition This treatise provides both legal theory and practical guidance on shareholder litigation.
Book (Full Set)
$6,783.00
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New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy. eBook - ProView $2,838.00 |
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New edition Evaluates tax, liability, and organizational issues related to each type of partnership: general, limited, and master limited partnerships, and limited liability companies.
Book
$2,870.00
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Respected authority on every aspect of limited liability companies.
Book (Full Set)
$2,250.00
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New edition This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation. |
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter. eBook - ProView $4,102.00 |
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Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.
Book
$2,847.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.
Book
$4,102.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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