catPL
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
×

Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.

eBook - ProView $4,102.00

New edition

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00

This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions.

Book

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $4,244.00

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

Book   $245.00
ProView eBook   $245.00

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

eBook - ProView $222.00

This collection of checklists covers areas of corporate practice from employee relations to Internet-related issues.

Book (Full Set)   $1,976.00
ProView eBook   $1,976.00

A resource containing the latest checklists and forms related to closely held corporations.

Book (Full Set)   $3,912.00

New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $2,064.00
ProView eBook   $2,064.00

Find the right tax-advantaged vehicle for any client's situation with this comprehensive discussion of tax–advantaged securities.

Book (Full Set)   $17,136.00
ProView eBook   $17,136.00