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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.

Book   $1,135.00
ProView eBook   $1,135.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $1,548.00
ProView eBook   $1,548.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This Practice Guide walks lawyers through forming and advising general partnerships, limited partnerships, limited liability partnerships and limited liability companies.

Book (Full Set)   $644.00
ProView eBook   $644.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

This title provides concise and understandable local law expertise regarding all of the world's major financial markets.

Book (Full Set)   $5,765.00
ProView eBook   $4,141.00

This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.

Book (Full Set)   $1,206.00
ProView eBook   $1,206.00

This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.

Book (Full Set)   $10,725.00
ProView eBook   $15,295.00

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00