LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
|
This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim. Book (Full Set) $3,585.00 |
|
|
A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
|
|
Respected authority on every aspect of limited liability companies.
Book (Full Set)
$2,250.00
|
|
|
This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
|
|
|
A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
|
|
|
Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
|
|
|
Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
|
|
|
Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
|
|
|
Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
Book (Full Set)
$588.00
|
|
|
Focuses on the complex issues of megamergers and corporate takeovers.
Book
$1,858.00
|
|
-->
