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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities. Book $90.00 |
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
Book
$4,164.00
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New edition This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$4,115.00
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Improve your negotiating leverage in acquisitions or mergers with this product. |
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This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
Book
$1,265.00
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