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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This Practice Guide walks lawyers through forming and advising general partnerships, limited partnerships, limited liability partnerships and limited liability companies.
Book (Full Set)
$644.00
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New edition Find the right tax-advantaged vehicle for any client's situation with this comprehensive discussion of tax–advantaged securities.
Book (Full Set)
$14,904.00
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
Book
$2,838.00
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New edition This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
Book
$1,265.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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This title is a step-by-step list of what a tender offeror and a target company should do in a tender offer.
Book
$1,595.00
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New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy. |
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This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$1,135.00
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