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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book (Full Set)
$13,069.00
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New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$4,229.00
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New edition This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation. |
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New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy. eBook - ProView $2,838.00 |
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New edition Comprehensive treatise on the wide range of complex issues raised by a shareholder derivative lawsuit.
Book
$2,638.00
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This Practice Guide walks lawyers through forming and advising general partnerships, limited partnerships, limited liability partnerships and limited liability companies.
Book (Full Set)
$644.00
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D & O Liability Handbook: Law—Sample Documents—Forms, 2024-2025 ed. (Securities Law Handbook Series)New edition Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,526.00
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Provides you with articles devoted to this area of the law from periodicals published within the past year. Book $7,411.00 |
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