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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title provides concise and understandable local law expertise regarding all of the world's major financial markets.

Book (Full Set)   $5,765.00
ProView eBook   $4,141.00

New edition This newsletter features insight, analysis, commentary, and practical advice on the securities issues that you face every day.

Book

Provides you with articles devoted to this area of the law from periodicals published within the past year.

Book   $7,411.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.

Book (Full Set)   $13,069.00
ProView eBook   $13,069.00

New edition Find the right tax-advantaged vehicle for any client's situation with this comprehensive discussion of tax–advantaged securities.

Book (Full Set)   $14,904.00
ProView eBook   $14,904.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $4,229.00
ProView eBook   $4,229.00