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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $4,229.00
ProView eBook   $4,229.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.

Book   $1,069.00
ProView eBook   $1,069.00

New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book

This book covers U.S. securities laws and international aspects, including public offerings, listings, public company reporting, private placements, global offerings, shareholder reporting, tender offers, business combinations, MJDS, broker-dealer

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

This title is a step-by-step list of what a tender offeror and a target company should do in a tender offer.

Book   $1,595.00
ProView eBook   $1,595.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book   $2,838.00
ProView eBook   $2,838.00

New edition A resource containing the latest checklists and forms related to closely held corporations.

Book (Full Set)   $3,260.00