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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

New edition This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.

Book   $1,176.00
ProView eBook   $1,176.00

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book   $3,264.00
ProView eBook   $3,264.00

This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

New edition This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim.

Book (Full Set)   $3,585.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,526.00
ProView eBook   $3,526.00

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $4,147.00
ProView eBook   $4,147.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,690.00

New edition This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $4,011.00
ProView eBook   $4,011.00

An essential guide for protecting corporate management clients from liabilities unique to their positions.

Book (Full Set)   $3,388.00
ProView eBook   $3,388.00