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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues. eBook - ProView $1,206.00 |
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New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
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This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$1,135.00
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This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.
Book
$4,429.00
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D & O Liability Handbook: Law—Sample Documents—Forms, 2024-2025 ed. (Securities Law Handbook Series)New edition Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,526.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.
Book (Full Set)
$10,725.00
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This treatise provides thorough analysis of all antifraud provisions, particularly Rule 10b-5.
Book (Full Set)
$6,738.00
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