Securities law products

New edition

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $4,244.00

New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $2,064.00
ProView eBook   $2,064.00

This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions.

Book

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $4,244.00
ProView eBook   $3,690.00

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

Book   $245.00
ProView eBook   $245.00

Find the right tax-advantaged vehicle for any client's situation with this comprehensive discussion of tax–advantaged securities.

Book (Full Set)   $17,136.00
ProView eBook   $17,136.00

Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.

Book   $4,717.00
ProView eBook   $4,717.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,914.00
ProView eBook   $3,404.00

This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation.

Book (Full Set)
ProView eBook