catPL
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
×
September savings | 20% off monthly & Smart Saver pricing , 10% off one-time purchases | Code September

Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.

Book   $1,218.00
ProView eBook   $1,218.00

Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.

Book   $4,102.00
ProView eBook   $4,102.00

This treatise provides thorough analysis of all antifraud provisions, particularly Rule 10b-5.

Book (Full Set)   $6,738.00
ProView eBook   $6,738.00

This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.

Book (Full Set)   $1,792.00
ProView eBook   $1,972.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $3,677.00
ProView eBook   $3,677.00

An essential guide for protecting corporate management clients from liabilities unique to their positions.

Book (Full Set)   $2,946.00
ProView eBook   $2,946.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.

Book (Full Set)   $1,206.00
ProView eBook   $1,206.00