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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements.

Book (Full Set)
ProView eBook

Gain insight into financing techniques, and learn how to negotiate and draft deals for small to mid-sized companies or venture capitalists.

Book (Full Set)   $8,680.00
ProView eBook   $8,680.00