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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $3,488.00
ProView eBook   $3,488.00

This Aspatore legal title provides feedback on evolving issues surrounding insider trading regulations and the newest caselaw developments.

Book   $25.00

The index for the official text of New York Codes, Rules, and Regulations (NYCRR).

Book (Full Set)   $70.84

Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.

eBook - ProView $4,102.00

Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis.

Book (Full Set)   $9,368.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

New second edition provides a comprehensive, concise, and authoritative analysis of the law of director and officer indemnification and insurance.

Book   $2,838.00
ProView eBook   $2,838.00

Covers drafting the documents necessary for securities compliance and due diligence, establishing standard operating procedures, incorporation, acquisitions, and agreements.

Book (Full Set)   $7,083.00

Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.

Book (Full Set)   $17,491.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

Evaluates tax, liability, and organizational issues related to each type of partnership: general, limited, and master limited partnerships, and limited liability companies.

Book   $2,496.00
ProView eBook   $2,496.00

Provides practical approaches to creating, maintaining, or adopting limited liability company (LLC) status.

Book   $3,405.00
ProView eBook   $3,405.00

This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.

Book   $4,102.00
ProView eBook   $4,102.00

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

eBook - ProView $222.00

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

Book   $222.00
ProView eBook   $222.00

Provides guidance on representing directors, officers, and shareholders, in the areas of communication, acquisition and takeover, and transaction issues.

Book (Full Set)   $1,340.00
ProView eBook   $1,340.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

eBook - ProView $2,838.00

This treatise provides both legal theory and practical guidance on shareholder litigation.

Book (Full Set)   $5,898.00
ProView eBook   $5,898.00

This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.

Book   $1,218.00
ProView eBook   $1,218.00

New edition

This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.

Book   $386.00
ProView eBook   $386.00

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $3,606.00
ProView eBook   $3,606.00