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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

Book   $1,821.00
ProView eBook   $1,821.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

Learn how to avoid or remedy civil liabilities related to securities compliance violations.

Book (Full Set)   $6,864.00
ProView eBook   $5,817.00

This quarterly journal offers incisive analysis and in-depth advice through articles and features by noted practitioners and scholars.

Book (Full Set)

Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.

Book (Full Set)   $17,491.00
ProView eBook   $17,491.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

This Aspatore legal title provides feedback from leading legal minds on the potential impact of the JOBS Act.

Book   $25.00