LEGAL
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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This Aspatore product provides an authoritative, insider's perspective on factors that have historically led to financial crises and system reform. Book $90.00 |
A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation. eBook - ProView $1,821.00 |
Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
Book
$1,633.00
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This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets. |
This quarterly journal offers incisive analysis and in-depth advice through articles and features by noted practitioners and scholars. |
Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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This newsletter provides information, strategies, and expert legal analysis of current trends and hot topics in the ever-growing segment of the U.S. financial system pertaining to electronic commerce and internet banking. |
Learn how to avoid or remedy civil liabilities related to securities compliance violations.
Book (Full Set)
$6,864.00
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