Securities law products

This title gives practical guidance for both legal professionals and laypeople to deal with security interests in personal property, repossession, disclosure, and sale under Georgia's UCC Article 9.

Book (Full Set)   $295.00
ProView eBook   $295.00

Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

Covers the process of offering securities for sale and the steps underwriters and attorneys should take to avoid personal liability.

Book (Full Set)   $5,623.00
ProView eBook   $5,623.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

This Aspatore legal title provides an authoritative, insider's perspective on helping clients monitor developments and overcome obstacles in information protection.

Book   $90.00

Includes background on Securities Exchange Commission (SEC) investigations and enforcement. Provides step-by-step approach for avoiding or responding to an SEC action.

Book (Full Set)   $3,945.00
ProView eBook   $3,945.00

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $1,548.00
ProView eBook   $1,548.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $1,795.00
ProView eBook   $1,795.00