catPL
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
×

Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.

Book   $1,135.00
ProView eBook   $1,135.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

eBook - ProView $2,838.00

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

eBook - ProView $222.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,708.00
ProView eBook   $3,708.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $3,488.00
ProView eBook   $3,488.00

This text offers you helpful analysis and guidance for effective management of real estate investment trusts.

Book   $3,650.00
ProView eBook   $3,650.00

This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.

Book   $1,218.00
ProView eBook   $1,218.00

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00