LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation. eBook - ProView $1,821.00 |
This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets. |
This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
Book
$1,265.00
|
This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities. Book $90.00 |
Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
|
Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
|
A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
|