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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

New edition Comprehensive treatise on the wide range of complex issues raised by a shareholder derivative lawsuit.

Book   $2,638.00
ProView eBook   $2,294.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

New edition New second edition provides a comprehensive, concise, and authoritative analysis of the law of director and officer indemnification and insurance.

Book   $3,264.00
ProView eBook   $3,264.00

New edition Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,526.00
ProView eBook   $3,066.00

This publication provides practical guidance for broker-dealers and others who sell mutual funds.

Book   $1,135.00
ProView eBook   $1,135.00

New edition This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary.

Book (Full Set)   $6,360.00

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.

Book (Full Set)   $8,448.00
ProView eBook   $8,448.00