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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
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$1,633.00
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This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
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$4,164.00
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This title provides concise and understandable local law expertise regarding all of the world's major financial markets.
Book (Full Set)
$5,765.00
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Provides you with articles devoted to this area of the law from periodicals published within the past year. Book $7,411.00 |
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
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$2,838.00
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
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$1,734.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.
Book
$1,795.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
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$1,845.00
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