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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

The Volcker Rule: Commentary and Analysis provides comprehensive coverage of the requirements of the Volcker Regulations and the issues and opportunities that they present for banking entities and non-banking entities.

Book   $213.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

New edition This title is a step-by-step list of what a tender offeror and a target company should do in a tender offer.

Book   $1,595.00
ProView eBook   $1,595.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities.

Book   $90.00

An essential guide for protecting corporate management clients from liabilities unique to their positions.

Book (Full Set)   $2,946.00
ProView eBook   $2,946.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

In this Aspatore legal title, a leading securities lawyer provides a user's guide to hedge fund disclosure documents.

Book   $150.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00