LEGAL
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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
Book
$2,838.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$4,229.00
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A resource containing the latest checklists and forms related to closely held corporations. Book (Full Set) $3,260.00 |
A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book (Full Set)
$13,069.00
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Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
Book
$1,633.00
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