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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This treatise provides both legal theory and practical guidance on shareholder litigation.
Book (Full Set)
$5,898.00
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This Aspatore legal title provides feedback on evolving issues surrounding insider trading regulations and the newest caselaw developments. Book $25.00 |
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Learn how to avoid or remedy civil liabilities related to securities compliance violations.
Book (Full Set)
$6,864.00
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This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim. Book (Full Set) $3,585.00 |
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A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation. eBook - ProView $1,821.00 |
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New edition Expert analysis and step-by-step guidance help you expedite the drafting process. |
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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