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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
This newsletter provides information, strategies, and expert legal analysis of current trends and hot topics in the ever-growing segment of the U.S. financial system pertaining to electronic commerce and internet banking. |
Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.
Book (Full Set)
$3,632.00
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This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
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This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
Book
$4,164.00
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A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.
Book
$4,147.00
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book (Full Set)
$13,069.00
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