LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
|
Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
|
|
|
This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act. Book (Full Set) $1,792.00 |
|
|
Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.
Book (Full Set)
$3,404.00
|
|
|
First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law. Book (Full Set) $3,632.00 |
|
|
This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit Book (Full Set) $3,882.00 |
|
|
This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
|
|
|
Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
Book
$1,633.00
|
|
|
Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
|
|
|
An essential guide for protecting corporate management clients from liabilities unique to their positions.
Book (Full Set)
$2,946.00
|
|
|
This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim. Book (Full Set) $3,585.00 |
|
-->
