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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

New edition A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.

Book   $1,265.00
ProView eBook   $1,265.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

New edition This text offers you helpful analysis and guidance for effective management of real estate investment trusts.

Book   $4,198.00
ProView eBook   $4,198.00

An essential guide for protecting corporate management clients from liabilities unique to their positions.

Book (Full Set)   $2,946.00
ProView eBook   $2,946.00

Gain insight into financing techniques, and learn how to negotiate and draft deals for small to mid-sized companies or venture capitalists.

Book (Full Set)   $8,680.00
ProView eBook   $8,680.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $4,229.00
ProView eBook   $4,229.00

Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.

Book (Full Set)   $13,069.00
ProView eBook   $13,069.00