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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $3,488.00
ProView eBook   $3,488.00

This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.

Book

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

This text offers you helpful analysis and guidance for effective management of real estate investment trusts.

Book   $3,650.00
ProView eBook   $3,650.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.

Book   $1,069.00
ProView eBook   $1,069.00

Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.

eBook - ProView $4,102.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.

Book   $4,102.00
ProView eBook   $4,102.00