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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.

eBook - ProView $1,206.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $3,488.00
ProView eBook   $3,488.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

eBook - ProView $1,821.00

This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary.

Book (Full Set)   $6,360.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements.

Book (Full Set)
ProView eBook

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00