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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary. Book (Full Set) $6,360.00 |
Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy. eBook - ProView $2,838.00 |
Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
Book
$1,218.00
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This guide clarifies what insider trading is and its consequences.
Book (Full Set)
$3,126.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.
Book (Full Set)
$1,792.00
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New edition Keep current with trends in securities regulation for major industrialized nations and emerging markets.
Book
$10,516.00
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This text discusses a range of antitrust topics, offering authoritative guidance on litigation and providing guidelines for compliance to avoid litigation.
Book (Full Set)
$666.00
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