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Fall sale | 30% off multi-year contracts, 20% off single purchases | October 16-22 | Promo code FALL

Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.

Book   $1,633.00
ProView eBook   $1,633.00

New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $4,229.00
ProView eBook   $3,677.00

New edition This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.

Book   $1,265.00
ProView eBook   $1,265.00

This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.

Book

New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book

This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $1,795.00
ProView eBook   $1,795.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Respected authority on every aspect of limited liability companies.

Book (Full Set)   $2,250.00
ProView eBook   $2,250.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00