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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues. eBook - ProView $1,206.00 |
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
Book
$2,838.00
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.
Book (Full Set)
$1,548.00
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This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
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