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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

The title contains an in-depth discussion all IRS materials concerning the eligibility, operations, and workings of S Corporations.

Book   $3,191.00
ProView eBook   $3,191.00

This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim.

Book (Full Set)   $3,585.00

This publication provides practical guidance for broker-dealers and others who sell mutual funds.

Book   $1,135.00
ProView eBook   $1,135.00

This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00

New edition This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.

Book (Full Set)   $1,792.00
ProView eBook   $2,170.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

eBook - ProView $2,838.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

New edition New second edition provides a comprehensive, concise, and authoritative analysis of the law of director and officer indemnification and insurance.

Book   $3,264.00
ProView eBook   $3,264.00

New edition This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $4,115.00
ProView eBook   $4,115.00