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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

New edition Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis.

Book   $10,863.00
ProView eBook   $10,863.00

This Practice Guide walks lawyers through forming and advising general partnerships, limited partnerships, limited liability partnerships and limited liability companies.

Book (Full Set)   $644.00
ProView eBook   $644.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $1,548.00
ProView eBook   $1,548.00