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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$1,135.00
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This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.
Book (Full Set)
$10,725.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$3,677.00
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Respected authority on every aspect of limited liability companies.
Book (Full Set)
$2,250.00
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Focuses on the complex issues of megamergers and corporate takeovers.
Book
$1,858.00
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This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.
Book (Full Set)
$8,448.00
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This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.
Book (Full Set)
$1,792.00
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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