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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $1,548.00
ProView eBook   $1,548.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

This title gives practical guidance for both legal professionals and laypeople to deal with security interests in personal property, repossession, disclosure, and sale under Georgia's UCC Article 9.

Book (Full Set)   $295.00
ProView eBook   $295.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.

Book   $1,633.00
ProView eBook   $1,633.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $3,488.00
ProView eBook   $3,488.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

eBook - ProView $2,838.00