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Fall sale | 30% off multi-year contracts, 20% off single purchases | October 16-22 | Promo code FALL

Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00

New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $4,229.00
ProView eBook   $3,677.00

Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.

Book   $1,633.00
ProView eBook   $1,633.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.

Book (Full Set)   $1,206.00
ProView eBook   $1,206.00

This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim.

Book (Full Set)   $3,585.00

This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary.

Book (Full Set)   $6,360.00