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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.
Book
$4,102.00
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New edition This text discusses a range of antitrust topics, offering authoritative guidance on litigation and providing guidelines for compliance to avoid litigation.
Book (Full Set)
$666.00
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This treatise provides both legal theory and practical guidance on shareholder litigation.
Book (Full Set)
$5,898.00
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This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
Book
$4,164.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter. eBook - ProView $4,102.00 |
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This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
Book
$1,218.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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