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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This treatise provides thorough analysis of all antifraud provisions, particularly Rule 10b-5.
Book (Full Set)
$6,738.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
Book (Full Set)
$588.00
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Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$3,677.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.
Book
$4,102.00
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New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$1,135.00
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New edition This title provides concise and understandable local law expertise regarding all of the world's major financial markets. |
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.
Book (Full Set)
$1,206.00
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