catPL
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
×
October bundle sale | Buy one get 10% off, buy two get 20% off, buy three + get 30% off | October 1-3 | Promo code BUNDLE10

Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $4,147.00
ProView eBook   $4,147.00

This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary.

Book (Full Set)   $6,360.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

This Aspatore legal title provides perspective for navigating clients through the issues that comprise the national security landscape.

Book   $90.00

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $3,632.00
ProView eBook   $2,370.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00