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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

The index for the official text of New York Codes, Rules, and Regulations (NYCRR).

Book (Full Set)   $70.84

Expert analysis and step-by-step guidance help you expedite the drafting process.

Book (Full Set)   $5,199.00
ProView eBook   $4,573.00

This text discusses a range of antitrust topics, offering authoritative guidance on litigation and providing guidelines for compliance to avoid litigation.

Book (Full Set)   $666.00
ProView eBook   $666.00

This publication provides practical guidance for broker-dealers and others who sell mutual funds.

Book   $1,135.00
ProView eBook   $1,135.00

Keep current with trends in securities regulation for major industrialized nations and emerging markets.

Book   $10,516.00
ProView eBook   $10,516.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

Respected authority on every aspect of limited liability companies.

Book (Full Set)   $2,250.00
ProView eBook   $2,250.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00