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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

New edition

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

Book   $245.00
ProView eBook   $245.00

New edition This title provides concise and understandable local law expertise regarding all of the world's major financial markets.

eBook - ProView $4,141.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

An essential guide for protecting corporate management clients from liabilities unique to their positions.

Book (Full Set)   $2,946.00
ProView eBook   $2,946.00

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00

This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00

This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.

Book   $1,218.00
ProView eBook   $1,218.00

This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.

Book (Full Set)   $10,725.00
ProView eBook   $15,295.00

New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

eBook - ProView $2,838.00